2020-03-03T12:29:48-06:00 2019-04-30 330700332 VASQUEZ & COMPANY LLP 655 N CENTRAL AVENUE STE 1550 GLENDALE CA 91203 990 2018-05-01 952810095 ALTAMED HEALTH SERVICES CORPORATION ALTA 3237258751 2040 CAMFIELD AVENUE LOS ANGELES CA 90040 JOSE ESPARZA SR. VP OF FINANCE AND CFO 3237258751 2020-02-28 1 LYNN D BOSTER P00440365 2138731700 12.246.196.18 2020-02-28 09:16:21 PS P AEC591779BCAF9C24DC9EC95E94822CE22D23FAE AEC591779BCAF9C24DC9EC95E94822CE22D23FAE 2018 2020-09-23 17:36:50Z JOSE ESPARZA 2040 CAMFIELD AVENUE LOS ANGELES CA 90040 751711613 0 X HTTP://WWW.ALTAMED.ORG X 1970 CA SEE SCHEDULE O : TO ELIMINATE DISPARITIES IN HEALTH CARE ACCESS AND OUTCOMES BY PROVIDING SUPERIOR QUALITY HEALTH AND HUMAN SERVICES THROUGH AN INTEGRATED WORLD-CLASS DELIVERY SYSTEM FOR LATINO, MULTI-ETHNIC AND UNDERSERVED COMUNITIES IN SOUTHERN CALIFORNIA.VISION: TO BE THE LEADING COMMUNITY-BASED PROVIDER OF QUALITY HEALTH CARE AND HUMAN SERVICES. 9 9 3492 0 259975 258975 33053650 29929784 581661935 652690235 24989146 12489818 7212249 6984256 646916980 702094093 1323250 741450 0 0 230289473 266050842 0 0 3061772 328398950 387959690 560011673 654751982 86905307 47342111 733197247 860392869 268566891 335227621 464630356 525165248 X TO ELIMINATE DISPARITIES IN HEALTH CARE ACCESS AND OUTCOMES BY PROVIDING SUPERIOR QUALITY HEALTH AND HUMAN SERVICES THROUGH AN INTEGRATED WORLD-CLASS DELIVERY SYSTEM FOR LATINO, MULTI-ETHNIC UNDERSERVED COMMUNITIES IN SOUTHERN CALIFORNIA. 0 0 447156313 741450 400178157 CLINICS - ALTAMED OPERATES A TOTAL OF 29 PRIMARY CARE AND DENTAL CLINICS IN THE LOS ANGELES AND ORANGE COUNTIES. ADDITIONALLY, 3 MOBILE UNITS OFFER MEDICAL, DENTAL, HIV SERVICES, AND OUTREACH. THE 10 CLINICS IN ORANGE COUNTY AND 19 CLINICS IN LOS ANGELES COUNTY SEE OVER 217,000 PATIENTS PER YEAR. THE DENTAL CLINICS, MOBILE UNIT, AND 5 PORTABLE DENTAL UNITS PROVIDE ORAL HEALTH CARE TO OVER 53,000 CHILDREN AND ADULTS ANNUALLY. ALTAMED PROVIDES INTEGRATED SERVICES ALONG A CONTINUUM OF CARE THAT INCLUDES PERINATAL SERVICES, PEDIATRIC AND ADOLESCENT CARE, WOMEN'S HEALTH, AND GERIATRIC MEDICINE AND HEALTH FOR THE FRAIL AND NON-FRAIL ELDERLY. ALONG WITH ITS PREVENTIVE AND PRIMARY CARE SERVICES, ALTAMED SPECIALIZES IN SERVICES THAT INCLUDE A PEDIATRIC AND ADOLESCENT OBESITY PROGRAM AND A CHRONIC DISEASE MANAGEMENT PROGRAM. OTHER SERVICES INCLUDE LABORATORY TESTING, RADIOLOGIC SCREENING, PHARMACY SERVICES, INCLUDING MEDICATION MANAGEMENT AND RECONCILIATION. HEALTH SERVICES ARE ALSO SUPPORTED BY A COMMUNITY OUTREACH AND HEALTH EDUCATION TEAM PROMOTING HEALTHY BEHAVIORS AND ADVANCING THE OVERALL HEALTH AND WELL-BEING AMONG THOSE LIVING IN MEDICALLY-UNDERSERVED COMMUNITIES.THE MANAGED CARE TEAM IS COMPOSED OF OVER 385 PEOPLE DEDICATED TO MANAGING DELEGATED RISK FROM HEALTH PLANS. THIS TEAM CURRENTLY SERVICES ONE CLIENT COVERING OVER 230,000 CAPITATED LIVES IN LOS ANGELES AND ORANGE COUNTY. THE MAJOR TEAMS INVOLVED WITH THESE OPERATIONS COVER: UTILIZATION MANAGEMENT, CASE MANAGEMENT, CARE MANAGEMENT, CLAIMS ADMINISTRATION, ELIGIBILITY, ACCOUNTING, INFORMATION TECHNOLOGIES, CONTRACTING, PROVIDER SERVICES, CREDENTIALING, CUSTOMER SERVICE, AND CONFIGURATION. FUNCTIONING AS A COHESIVE TEAM, THESE DEPARTMENTS GOAL IS TO PROVIDE HIGH QUALITY AND LOW COST CARE TO MEMBERS ENROLLED WITH ALTAMED. 181402819 226773718 LONG TERM CARE - EACH YEAR 2,600 FRAIL AND ELDERLY SENIORS AND DISABLED ADULTS ARE SUPPORTED BY AN ARRAY OF SERVICES THROUGH ALTAMED'S 8 PROGRAMS OF ALL-INCLUSIVE CARE FOR THE ELDERLY (PACE) SITES. SERVICES INCLUDE PRIMARY CARE/GERIATRIC MEDICINE NURSING CARE, REHABILITATION THERAPY, FAMILY SUPPORT INTERVENTIONS, COUNSELING, MEDICATION MANAGEMENT, NUTRITION EDUCATION, SOCIAL ACTIVITIES, AND "DOOR THROUGH DOOR" TRANSPORTATION SERVICES BOTH TO PARTICIPANTS' HOMES AND SPECIALTY CARE MEDICAL APPOINTMENTS. ALTAMED ALSO PROVIDES SPECIALIZED IN-HOME SUPPORTIVE PROGRAMS AND SERVICES THAT ENHANCE THE LIVES OF NEARLY 4,500 SENIORS LIVING INDEPENDENTLY IN THE COMMUNITY OR WHO ARE AT-RISK OF INSTITUTIONALIZED CARE. 10391905 37905844 HIV SERVICES - AS THE ONLY PROVIDER THAT OFFERS A COMPREHENSIVE MEDICAL HOME SPECIALIZING IN HIV CARE FOR LATINOS IN LOS ANGELES, ALTAMED OPERATES A TOTAL OF FOUR HIV PRIMARY CARE CLINICS - THREE (3) IN LOS ANGELES COUNTY AND ONE (1) IN ORANGE COUNTY. IN RESPONSE TO THE AIDS EPIDEMIC, ALTAMED LAUNCHED HIV SERVICES IN 1986 TO PROVIDE CULTURALLY-COMPETENT ACCESS TO CARE TO COMBAT THE DISEASE IN ITS PREDOMINANTLY URBAN LATINO SERVICE COMMUNITIES. SINCE THEN, ALTAMED HAS GROWN TO BECOME THE LARGEST PROVIDER OF BILINGUAL HIV MEDICAL SERVICES IN LA, SERVING OVER 2,000 HIV PATIENTS EACH YEAR, AND A NATIONAL LEADER IN HIV PREVENTION SERVICES TARGETING LATINO MEN WHO HAVE SEX WITH MEN. ALTAMED OFFERS A FULL CONTINUUM OF CARE THAT INCLUDES: HIV TESTING & COUNSELING; LINKAGE TO CARE/ PATIENT NAVIGATION; MEDICAL OUTPATIENT; MEDICAL CARE COORDINATION; TREATMENT EDUCATION; BENEFITS ASSISTANCE; MENTAL HEALTH SERVICES AND INTERVENTIONS; NUTRITION COUNSELING; MEDICATION ADHERENCE; ANAL CANCER DETECTION/TREATMENT; DENTAL CARE; HOME-BASED CARE; AND SUPPORT GROUPS. ALTAMED ALSO IS AN ESTABLISHED LEADER IN HIV BIOMEDICAL PREVENTION SERVICES AS A PROVIDER OF PRE-EXPOSURE PROPHYLAXIS (PREP) MEDICATION TO REDUCE THE RISK OF CONTRACTING HIV. ALTAMED'S USE OF INNOVATIVE, CULTURALLY-TAILORED OUTREACH CAMPAIGNS HAS SOLIDIFIED ITS STANDING AS A PREFERRED LATINO, GAY- AND YOUTH-FRIENDLY HIV SERVICES PROVIDER. 5258474 2663881 YOUTH SERVICES - ALTAMED PROVIDES AN ARRAY OF YOUTH SERVICES TO OVER 1,500 AT-RISK TEENS AND YOUNG ADULTS IN MEDICALLY-UNDERSERVED COMMUNITIES EACH YEAR. SERVICES INCLUDE: PREGNANCY AND STD PREVENTION PROGRAMS, FAMILY PLANNING, HEALTH EDUCATION AND INFORMATION WORKSHOPS, LINKAGES TO CLINICAL SERVICES, CASE MANAGEMENT FOR PREGNANT/PARENTING TEENS, PARENTING EDUCATION, SUPPORT FOR PARENTING TEENS TO HELP THEM STAY IN SCHOOL AND LIFE-SKILLS DEVELOPMENT. ALTAMED ALSO PROVIDES INTENSIVE TUTORING FOR HIGH SCHOOL STUDENTS, MENTORSHIP, GUIDANCE INTO COLLEGE AND TECHNICAL SCHOOLS, AND WORKFORCE DEVELOPMENT WITH CAREER PIPELINES IN THE MEDICAL FIELD.THE ALTAMED INSTITUTE FOR HEALTH EQUITY (AIHE). THROUGH INNOVATION AND COMMUNITY ENGAGEMENT, THE WORK OF THE INSTITUTE IS TO STUDY A WIDE ARRAY OF HEALTH PROBLEMS THAT DISPROPORTIONATELY AFFECT RACIAL AND ETHNIC GROUPS, INCLUDING ADDRESSING THE MULTIPLE DETERMINANTS OF HEALTH WHICH LEAD TO DISPARITIES IN CLINICAL OUTCOMES. ALTAMED'S PATIENT POPULATION IS OVERWHELMINGLY FROM RACIAL/ETHNIC MINORITIES INCLUDING INDIVIDUALS WITH LIMITED ENGLISH PROFICIENCY THAT SUFFER DISPROPORTIONATELY FROM HEALTH DISPARITIES. THROUGH TRANSLATIONAL RESEARCH, GRANTS, AND STRATEGIC PARTNERSHIPS, THE INSTITUTE IS DEVELOPING EVIDENCE-BASED STRATEGIES TO IMPROVE PATIENT CARE. THE INSTITUTE REPRESENTS THE ESTABLISHMENT OF CRITICAL RESOURCES TO ADVISE ALTAMED HEALTH SERVICES ON SYSTEMATICALLY ADDRESSING KEY ISSUES IN HEALTH EQUITY BY DEVELOPING AND ADVANCING CONSENSUS STRATEGIES THAT ARE EFFECTIVE, SUSTAINABLE AND THAT CAN BE IMPLEMENTED LOCALLY. 5258474 2663881 644209511 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 1 0 1 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 1 1 1 0 1 3483 0 3492 1 1 1 0 0 0 0 1 1 0 0 0 0 1 0 X 9 9 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JOSE ESPARZA SR VP OF FINANCE AND CFO 3237258751 2040 CAMFIELD AVENUE LOS ANGELES CA 90040 FERNANDO DE NECOCHEA BOARD CHAIRMAN 1.60 X X 0 0 0 RICARDO ROBLES BOARD VICE CHAIR 1.60 X X 0 0 0 MARIA GRIMALDO CONSUMER BOARD MEMBER 1.20 X 0 0 0 GREGORY VALENZUELA CONSUMER BOARD MEMBER 1.60 X 0 0 0 ADOLFO CHANEZ BOARD TREASURER 1.60 X X 0 0 0 GLORIA CARRILLO ZAMORA CONSUMER BOARD MEMBER 1.20 X 0 0 0 MARC VICTOR BOARD SECRETARY 1.60 X X 0 0 0 JOSE AVALOS MD BOARD MEMBER 1.60 X 0 0 0 LILIANA RAMIREZ CONSUMER BOARD MEMBER 1.20 X 0 0 0 CASTULO DELA ROCHA JD PRESIDENT & CEO 40.00 X 1150235 0 170710 MARIE TORRES SVP, GOV REL & COMM RSCH INIT 40.00 X 425489 0 18067 JOSE U ESPARZA SR. VP OF FINANCE & CFO 40.00 X 519341 0 18567 ZOILA ESCOBAR SVP, CHIEF ADMIN OFFICER 40.00 X 454421 0 25899 ANNA TRAN SENIOR STRATEGY EXECUTIVE 40.00 X 678202 0 30568 MARY ANN BARNES EVP, CHIEF OPERATING OFFICER 40.00 X 726294 0 1283 ALEX CHEN INTERIM EXECUTIVE 40.00 X 232013 0 13343 ANGELA D PEOPLES-ROBERTS SVP, FACILITY DEVELOPMENT & MGT 40.00 X 397810 0 27337 HENRY HOLGUIN SVP, GENERAL COUNSEL 40.00 X 550985 0 50004 ESIQUIO CASILLAS VP, MEDICAL DIRECTOR, PACE PRG 40.00 X 422617 0 35906 CRISTIAN RICO MD VP, MEDICAL GROUP MEDICAL DIR 40.00 X 400449 0 54727 SAYEED KHAN SR. VICE PRESIDENT, MED MGMT 40.00 X 391705 0 18696 JACQUELINE RITACCO SR. VP CHIEF ADMINISTRATIVE OFFICER 40.00 X 481725 0 28700 6831286 0 493807 429 1 1 0 CHILDRENS HOSPITAL LA MED GRP INC 3701 WILSHIRE BLVD STE 600 LOS ANGELES CA 90010 MEDICAL SERVICES 18672302 WHITE MEMORIAL MEDICAL CENTER PO BOX 842176 LOS ANGELES CA 90084 MEDICAL SERVICES 10678688 PHARMEDQUEST PHARMACY SERVICES INC PO BOX 9236 BREA CA 92822 PHARMACY SERVICES 5329710 UNITED MEDICAL IMAGING HEALTHCARE INC PO BOX 491149 LOS ANGELES CA 90049 MEDICAL SERVICES 5313101 USC UNIVERSITY HOSPITAL KECK HOSPITAL OF FILE 749244 LOS ANGELES CA 90074 MEDICAL SERVICES 5065620 472 402763 26917834 2609187 444311 29929784 MANAGED CARE SERVICES 624100 494319403 494319403 PATIENT FEES 624100 158370832 158370832 652690235 12489818 259975 12229843 502737 402763 1419777 -917040 -917040 51982819 48197743 3785076 3785076 OTHER CONTRACT SERVICES 624100 1945607 1945607 INCOME FROM AMS LLC 900099 1842323 1842323 REFUND/REIMBURSEMENT/DEPOSIT 900099 264714 264714 63576 63576 4116220 702094093 660591531 259975 11312803 741450 741450 6831286 6831286 205880365 204276244 1604121 5110141 5071213 38928 33945785 33688013 257772 14283265 14174587 108678 3578474 3578474 3137930 3137930 434679 434679 1753407 1753407 13150386 13150386 5412189 5404634 7555 3456572 3412809 43763 7913917 7913917 3381689 3381689 14477834 14477834 4415503 4408614 6889 SPECIALTY SERVICES 184590905 184590905 INCOME TAX EXPENSE 187979 187979 MEDICAL SERVICES 64351214 64351151 63 ADMINISTRATIVE SERVICES 23717941 20650673 2492618 574650 53999071 50533023 3046695 419353 654751982 644209511 7480699 3061772 5206541 57372740 7577061 2615053 5727394 7051327 34136216 25976970 38779640 41455295 6126462 6048000 1368775 1622836 3969159 6092245 323971556 94747381 175748832 229224175 377476426 428170624 9351490 12253429 67729251 42510175 733197247 860392869 103596883 133921542 48506267 16795858 111445173 174869249 4563440 9220612 455128 420360 268566891 335227621 X 461928143 521369176 2702213 3796072 464630356 525165248 733197247 860392869 X 47342111 10055290 3137491 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 434679 434679 0 PART II-B, LINE 1: AMOUNTS WERE PAID TO LEGISLATIVE CONSULTANTS FOR LOBBYING ACTIVITIES. 1845773 X X X 0 40549471 40549471 56073970 15000088 41073882 79792880 21345024 58447856 85434969 58402269 27032700 62120266 62120266 229224175 INTEREST RATE SWAP 420360 420360 X 760104292 10055290 51550639 61605929 698498363 1753407 1842323 3595730 702094093 699569400 49617520 49617520 649951880 1753407 3046695 4800102 654751982 PART III, LINE 4: ALTAMED HEALTH SERVICES IS A NON-PROFIT ORGANIZATION THAT PROVIDES QUALITY HEALTHCARE AND HUMAN SERVICES TO THE UNDERSERVED COMMUNITIES OF SOUTHERN CALIFORNIA. THE ORGANIZATION RECOGNIZES THE THERAPEUTIC EFFECT OF CULTURALLY RELEVANT WORKS OF ART AND THEIR EFFECT ON PATIENTS, DONORS AND MEMBERS OF THE PUBLIC. AS PART OF ITS HOLISTIC APPROACH TO HEALTHCARE, THE ORGANIZATION HOLDS A SIGNIFICANT COLLECTION OF ART BY A DIVERSE RANGE OF EMERGING, MID-CAREER AND ESTABLISHED ARTISTS BASED IN LOS ANGELES, AS WELL AS CHICANO/A ARTISTS, AND INTERNATIONALLY RECOGNIZED ARTISTS FROM MEXICO, LATIN AMERICA, ASIA , AND THE UNITED STATES FOR THE PURPOSE OF EXHIBITION AND PRESENTATION THROUGHOUT ITS CLINICS AND OTHER OF ITS HEALTH SERVICES CENTERS. THIS APPROACH HAS BEEN INSTRUMENTAL IN GIVING ALTAMED PATIENTS A CALM, CURATIVE ENVIRONMENT ALLEVIATING STRESSES ASSOCIATED WITH BEING IN A CLINICAL SETTING. ALTAMED BELIEVES THAT EVERYONE, REGARDLESS OF AGE, RACE, GENDER, OR SOCIAL STANDING, HAS THE RIGHT TO EXPERIENCE ART IN THEIR EVERYDAY LIFE. PART X, LINE 2: THE CORPORATION QUALIFIES AS A TAX EXEMPT ORGANIZATION UNDER THE INTERNAL REVENUE CODE SECTION 501(C)(3) AND CALIFORNIA REVENUE AND TAXATION CODE 23701D. THE CORPORATION HAS EVALUATED ITS TAX POSITIONS AND THE CERTAINTY AS TO WHETHER THOSE POSITIONS WILL BE SUSTAINED IN THE EVENT OF AN AUDIT BY TAXING AUTHORITIES AT THE FEDERAL AND STATE LEVELS. THE PRIMARY TAX POSITIONS EVALUATED RELATE TO THE CORPORATION CONTINUED QUALIFICATION AS A TAX-EXEMPT ORGANIZATION AND WHETHER THERE ARE UNRELATED BUSINESS INCOME ACTIVITIES THAT WOULD BE TAXABLE. MANAGEMENT HAS DETERMINED THAT ALL INCOME TAX POSITIONS WILL MORE LIKELY THAN NOT (>50%) BE SUSTAINED UPON POTENTIAL AUDIT OR EXAMINATION; THEREFORE, NO DISCLOSURE OF UNCERTAIN INCOME TAX POSITIONS ARE REQUIRED. THE CORPORATION FILES INFORMATION RETURNS IN THE US FEDERAL JURISDICTION AND THE STATE OF CALIFORNIA. WITH FEW EXCEPTIONS, THE CORPORATION IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: INTERCOMPANY REVENUE 1,933,119. COST OF GOOD SOLD-PHARMACY 48,197,743. FUNDRAISING EXPENSES 1,419,777. PART XI, LINE 4B - OTHER ADJUSTMENTS: INCOME FROM ALTAMED MANAGEMENT SERVICES LLC 1,842,323. PART XII, LINE 2D - OTHER ADJUSTMENTS: PHARMACY COST 48,197,743. FUNDRAISING EXPENSES 1,419,777. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES FROM ALTAMED MANAGEMENT SERVICES LLC 3,046,695. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 2 PROGRAM SERVICES/ART EXHIBIT AND FUNDRAISING ART EXHIBIT FOR FUNDRAISING/BUSINESS INVESTMENT. 251462 0 2 0 0 0 2 251462 0 251462 0 0 0 0 0 0 X X X X X X 0 FOOD & WINE TASTING 547712 239012 308700 335132 15725 285898 469911 HB GOLF TOURNAMENT 163592 127592 36000 2000 626 115645 24711 4 194196 36159 158037 24530 1497 42608 101494 905500 402763 502737 361662 17848 444151 596116 1419777 -917040 1 ALLIANCE IN MENTORSHIP 2548 KNOXVILLE AVENUE LONG BEACH CA 90815 454825887 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. YOUNG MENS CHRISTIAN ASSOCIATION OF METROPOLITAN LOS ANGELES 625 NEW HAMPSHIRE AVE LOS ANGELES CA 90005 951644052 501(C)(3) 6000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. AMERICAN NURSES FOUNDATION INC PO BOX 504342 ST LOUIS MO 63150 131893924 501(C)(3) 25000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. CAL STATE LA UNIVERSITY 5151 STATE UNIVERSITY DRIVE GE 314 LOS ANGELES CA 90032 954016653 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. CENTER THEATRE GROUP OF LOS ANGELES 601 WEST TEMPLE STREET LOS ANGELES CA 90012 952466183 501(C)(3) 35000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. CENTRAL AMERICAN RESOURCE CENTER 2845 W 7TH STREET LOS ANGELES CA 90005 953867724 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. CITY OF HUNTINGTON PARK 6550 MILES AVENUEROOM 127 HUNTINGTON PARK CA 90255 950000000 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. CORO SOUTHERN CALIFORNIA INC 1000 NORTH ALAMEDA ST SUITE 240 LOS ANGELES CA 90012 954274561 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. EL TEATRO CAMPESINO 705 FOURTH STREET SAN JUAN BAUTISTA CA 95045 942214186 501(C)(3) 20000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. FUNDACION CANCASQUE 12520 FONTHILL AVE HAWTHORNE CA 90250 275008962 501(C)(3) 5750 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. GARFIELD ALUMNI FOUNDATION PO BOX 3308 MONTEBELLO CA 90640 450621701 501(C)(3) 16500 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. HOPE 634 S SPRING STREET LOS ANGELES CA 90014 954718409 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. J PAUL GETTY TRUST 1200 GETTY CENTER DRIVE SUITE 400 LOS ANGELES CA 90049 951790021 501(C)(3) 20000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. JOHN BENSON SCHOLARSHIP FOUNDATION INC PO BOX 578 WALNUT CA 91788 461299728 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. LATINO FILM INSTITUTE YOUTH CINEMA PROJECT PO BOX 50557 SAN MARINO CA 91118 475010246 501(C)(3) 50000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. LATINO MEDICAL STUDENT ASSOCIATION WEST INC 800 BILTON WAY SAN GABRIEL CA 91776 208595130 501(C)(3) 60000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. LOS ANGELES COUNTY MUSEUM ART 5905 WILSHIRE BLVD LOS ANGELES CA 90036 952264067 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. MEXICAN AMERICAN BAR FOUNDATION P O BOX 862127 LOS ANGELES CA 90086 954358513 501(C)(3) 15000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. MOMS ORANGE COUNTY 1128 W SANTA ANA BLVD SANTA ANA CA 92703 330518078 501(C)(3) 5300 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. MORTIMER AND MIMI LEVITT FOUNDATION 1910 W SUNSET BLVD SUITE 600 LOS ANGELES CA 90026 136204678 501(C)(3) 20000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. MUSEUM OF LATIN AMERICAN ART 628 ALAMITOS AVE LONG BEACH CA 90802 330786070 501(C)(3) 30000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. NALEO EDUCATIONAL FUND 1122 W WASHINGTON BLVD 3RD FLOOR LOS ANGELES CA 90015 521212849 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. NATIONAL HISPANIC MEDIA COALITION 150 S ARROYO PARKWAY SUI PASADENA CA 91105 954111353 501(C)(3) 15000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. NATIONAL MEDICAL FELLOWSHIPS 347 FIFTH AVENUE SUITE 510 NEW YORK NY 10016 010963657 501(C)(3) 162500 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. TELACU EDUCATION FOUNDATION 5400 E OLYMPIC BLVD THIRD FLOOR LOS ANGELES CA 90022 954384333 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. THE ILLUMINATION FOUNDATION 2691 RICHTER AVE SUITE 107 IRVINE CA 92606 711047686 501(C)(3) 12000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. THE LATINO COALITION INC 100 SPECTRUM CENTER DRIVE SUITE 900 IRVINE CA 92618 522266386 501(C)(6) 47500 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. THE UCLA FOUNDATION 10920 WILSHIRE BLVD 14TH FLOOR LOS ANGELES CA 90024 952250801 501(C)(3) 20650 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94129 943213100 501(C)(3) 10000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. VINCENT PRICE ART MUSEUM FOUNDATION 1301 AVENIDA CESAR CHAVEZ MONTEREY PARK CA 91754 330368470 501(C)(3) 30000 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. WHITE MEMORIAL MEDICAL CENTER CHARITABLE FOUNDATION 1720 CESAR E CHAVEZ AVENUE LOS ANGELES CA 90033 953760201 501(C)(3) 35250 BOOK REDUCE HEALTH DISPARITY IN UNDERSERVED COMMUNITIES. X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 CASTULO DELA ROCHA JD PRESIDENT & CEO 773781 0 305286 0 71168 0 163443 0 7267 0 1320945 0 0 0 MARIE TORRES SVP, GOV REL & COMM RSCH INIT 320926 0 85986 0 18577 0 10800 0 7267 0 443556 0 0 0 JOSE U ESPARZA SR. VP OF FINANCE & CFO 401995 0 84257 0 33089 0 10800 0 7767 0 537908 0 0 0 ZOILA ESCOBAR SVP, CHIEF ADMIN OFFICER 352188 0 86345 0 15888 0 10800 0 15099 0 480320 0 0 0 ANNA TRAN SENIOR STRATEGY EXECUTIVE 514435 0 150003 0 13764 0 0 0 30568 0 708770 0 0 0 MARY ANN BARNES EVP, CHIEF OPERATING OFFICER 558878 0 140248 0 27168 0 0 0 1283 0 727577 0 0 0 ALEX CHEN INTERIM EXECUTIVE 223956 0 1540 0 6517 0 9238 0 4105 0 245356 0 0 0 ANGELA D PEOPLES-ROBERTS SVP, FACILITY DEVELOPMENT & MGT 304401 0 79384 0 14025 0 9864 0 17473 0 425147 0 0 0 HENRY HOLGUIN SVP, GENERAL COUNSEL 442006 0 88401 0 20578 0 40800 0 9204 0 600989 0 0 0 ESIQUIO CASILLAS VP, MEDICAL DIRECTOR, PACE PRG 337376 0 69417 0 15824 0 10800 0 25106 0 458523 0 0 0 CRISTIAN RICO MD VP, MEDICAL GROUP MEDICAL DIR 326724 0 71831 0 1894 0 10800 0 43927 0 455176 0 0 0 SAYEED KHAN SR. VICE PRESIDENT, MED MGMT 335243 0 35503 0 20959 0 0 0 18696 0 410401 0 0 0 JACQUELINE RITACCO SR. VP CHIEF ADMINISTRATIVE OFFICER 208109 0 0 0 273616 0 8626 0 20074 0 510425 0 0 0 PART I, LINE 1A ALTAMED MAINTAINS A DISCRETIONARY SPENDING ACCOUNT FOR OFFICERS, KEY EMPLOYEES AND OTHERS WHERE THE COMPANY ALLOWS A CERTAIN AMOUNT TO BE USED AT THE DISCRETION OF THE PAYEE FOR BUSINESS EXPENSES SUCH AS AUTOMOBILE EXPENSES . ANY AMOUNTS USED FROM THE DISCRETIONARY ACCOUNT ARE TAXED TO THE RECIPIENT AS PART OF THEIR COMPENSATION. PART I, LINES 4A-B FORMER SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER OF ALTAMED HEALTH SERVICES RETIRED ON JUNE 1, 2018 FOLLOWING MANY YEARS OF SERVICE. IN RETURN FOR THE YEARS OF SERVICE AND SIGNIFICANT CONTRIBUTIONS TO THE BUSINESS OPERATIONS, ALTAMED PAID SEVERANCE IN THE AMOUNT OF $269,530.60 DURING CALENDAR YEAR 2018. SCHEDULE J:AT THE PRESENT TIME THE PRESIDENT AND CEO IS ELIGIBLE FOR THE ORGANIZATION'S SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) ; FUNDING OF THIS PLAN IS DISCRETIONARY AND ASSETS OF THE PLAN ARE SUBJECT TO THE CLAIMS OF CREDITORS . RETIREMENT AND OTHER DEFERRED COMPENSATION INCLUDES $152,643 PAID TO THE (SERP) IN CALENDAR YEAR 2018. SENIOR VICE PRESIDENT & GENERAL COUNSEL OF ALTAMED HEALTH SERVICES IS ELIGIBLE TO PARTICIPATE IN AN ALTAMED SPONSORED LONG-TERM INCENTIVE PLAN (457F - EMPLOYER FUNDED), THE PURPOSE OF WHICH IS TO RETAIN KEY EXECUTIVES. IN 2018, HE RECEIVED AN AWARD OF $95,000 UNDER THE LONG-TERM INCENTIVE PLAN. PART I, LINE 7 SCHEDULE J :ALTAMED MAINTAINS A DISCRETIONARY EXECUTIVE AND DIRECTOR LEVEL BONUS PROGRAM THAT AWARDS INCENTIVE COMPENSATION BASED ON ACHIEVEMENT OF CERTAIN ORGANIZATIONAL OBJECTIVES INCLUDING FINANCIAL, OPERATIONAL, QUALITY AND MISSION OBJECTIVES DURING THE FISCAL YEAR. MEMBERS OF THE EXECUTIVE AND DIRECTOR LEADERSHIP TEAM ARE EVALUATED ANNUALLY FOR THEIR ABILITY TO MEET THOSE ORGANIZATIONAL OBJECTIVES TO ARRIVE AT THE INCENTIVE AMOUNT, IF ANY, FOR THE FISCAL YEAR. OVERALL ALTAMED MUST ACHIEVE SPECIFIC FINANCIAL GOALS BEFORE ANY INCENTIVES CAN BE EARNED AND PAID. A CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY 521643828 2015-10-01 118760000 FINANCE ACQ,CONST,RENOVATION & EQUIPPING OF CAP. PROJ.& REFI A PRIOR LOAN 0 0 0 B CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY 2007-12-14 7012000 FINANCE THE COST OF ACQ,CONSTRUCTION,IMPROVEMENT & EQUIPPING OF FACILITIES 0 0 0 C CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY 521643828 2018-10-30 20000000 FINANCE EQUIPMENT, FURNITURE & FIXTURE. 0 0 0 A 17069151 119414661 1707227 102892011 3500000 11315423 1 0 0 1 B 2009294 7012500 7012500 2008 0 0 1 1 C 1860040 20121075 127748 19993328 0 0 0 1 A 0 1 1 1 1 1 0 0 1 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 1 A 0 1 1 0 1 0 0 1 1 B 0 0 0 0 1 1 BANK OF THE WEST 15.000000000000 0 0 0 0 0 C 0 1 0 0 0 0 0 0 1 A 1 B 0 C 1 SCHEDULE K PART 1-A (D) & (E) THE ISSUER HAS FILED TWO 8038S FOR THIS ISSUE. THE ISSUE PRICE FOR THE NOTES (DATED SEPTEMBER 29, 2015) IS $17,200,000; THE ISSUE PRICE FOR THE BONDS (DATED OCTOBER 1, 2015) IS $101,560,000. SCHEDULE K PART 1-A (F) THE PRIOR LOAN WAS ISSUED ON FEBRUARY 14, 2011. SCHEDULE K PART 1-A (E) & PART II LINE 3 DIFFERENCE BETWEEN PART 1 (E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. SCHEDULE K PART III-A, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III-A, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III-A, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. SCHEDULE K PATY IV-A, LINE 2(B) THE REFUNDING PORTION OF THE BONDS HAS MET THE 6-MONTH SPENDING EXCEPTION TO REBATE. SCHEDULE K PART II-C LINE 3 DIFFERENCE BETWEEN PART 1-C (E) AND PART II-C, LINE 3 IS DUE TO INTEREST EARNINGS ON NOTE PROCEEDS. SCHEDULE K PART III-C LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III-C, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III-C, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. CASTULO DE LA ROCHA SPLIT DOLLAR LIFE INSURANCE X 12941173 16241180 0 1 1 ZOILA D ESCOBAR SPLIT DOLLAR LIFE INSURANCE X 3115000 3909327 0 1 1 JOSE U ESPARZA SPLIT DOLLAR LIFE INSURANCE X 3117100 3911962 0 1 1 MARIE S TORRES SPLIT DOLLAR LIFE INSURANCE X 3551891 4457625 0 1 1 MARTIN SEROTA SPLIT DOLLAR LIFE INSURANCE X 3405795 3789044 0 1 1 OMNICARE MEDICAL GROUP INC LOAN WAS FOR FINANCING ACQUISITION OF OMNICARE MEDICAL GROUP INC. X 13000000 9146157 0 1 1 41455295 FORM 990 PART X LINE 5 IN 2011 ALTAMED ADOPTED A SPLIT DOLLAR RETENTION AND LOAN PLAN (THE PLAN) DESIGNED TO ASSIST ALTAMED IN RECRUITING AND RETAINING KEY EXECUTIVES AND REWARD FUTURE SERVICE. THE PLAN IS DESIGNED TO SATISFY THE FINAL REGULATIONS DEALING WITH LOANS MADE TO EXECUTIVES TO PAY PREMIUMS ON LIFE INSURANCE POLICIES THEY OWN. REPAYMENT OF THE LOANS ARE SECURED BY THE CASH VALUES AND DEATH BENEFITS IN ACCORDANCE WITH TAX AND CALIFORNIA LEGAL REQUIREMENTS. IN ADDITION, THE LOANS BEAR INTEREST AND BECAUSE OF THE PLAN'S DESIGN, ALTAMED IS EXPECTED TO BE REPAID FULLY WITH THE APPLICABLE FEDERAL RATE OF INTEREST. THE LOANS ARE REPORTED ON PART X AND SCHEDULE L. PART II COLUMN B (RELATIONSHIP WITH ORGANIZATION)FOR OMNICARE MEDICAL GROUP THE VP OF MEDICAL GROUP OF ALTAMED HEALTH SERVICES CORPORATION IS THE SOLE STOCKHOLDER OF ALTAMED INDEPENDENT PHYSICIAN NETWORK INC. WHICH IS THE SOLE STOCKHOLDER OF OMNICARE MEDICAL GROUP INC. X FOR SPECIAL EVENTS 0 444311 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 THE PRESIDENT AND CEO IS RELATED BY MARRIAGE TO THE SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER. FORM 990, PART VI, SECTION B, LINE 11B ALTA MED HEALTH SERVICES CORPORATION OUTSIDE CPA FIRM AND FINANCE STAFF PREPARE FORM 990. THE FORM IS THEN REVIEWED AND APPROVED BY THE ORGANIZATION PRESIDENT AND SR. VP OF FINANCE AND CFO. THE FORM IS THEN PROVIDED TO THE FULL BOARD FOR ACCEPTANCE BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ALTAMED HEALTH SERVICES CORPORATION ("ALTAMED") MAINTAINS POLICIES THAT REQUIRE ANNUAL ACKNOWLEDGMENT OF ALTAMED'S CONFLICT OF INTEREST POLICIES AND THE SUBSEQUENT DISCLOSURE OF ANY SUCH CONFLICTS, AS NECESSARY, BY ALL BOARD MEMBERS, EMPLOYEES AND AGENTS ("DISCLOSING PARTIES") WHO: A) HAVE THE AUTHORITY TO NEGOTIATE OR APPROVE BUSINESS DECISIONS AND/OR REFERRALS TO ENTITIES PAID DIRECTLY OR INDIRECTLY BY MEDICARE AND/OR MEDICAID SERVICES AND B) HAVE PERSONAL, FINANCIAL, AND/OR OTHER INTEREST. DISCLOSING PARTIES MUST NOTIFY AND DISCLOSE ANY SUSPECTED OR KNOWN CONFLICTS OF INTEREST TO THE OFFICE OF COMPLIANCE AND RISK MANAGEMENT ("OCRM"). ALTAMED'S POLICIES ARE REVIEWED WITH DISCLOSING PARTIES ANNUALLY THROUGH TRAINING VIDEOS AND IN-PERSON PRESENTATIONS, WITH SIGNED ACKNOWLEDGMENTS OBTAINED WHERE POSSIBLE AND APPROPRIATE. ALTAMED MAINTAINS A DETAILED REVIEW PROCESS FOR ANY POTENTIAL CONFLICTS IDENTIFIED BY ANY DISCLOSING PARTIES. THIS PROCESS INCLUDES FACT GATHERING, REVIEW OF THE CIRCUMSTANCES, A DETERMINATION OF ANY ACTUAL CONFLICTS, AND REMEDIATION STEPS TO ADDRESS SUCH ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SERVES AS THE COMPENSATION COMMITTEE. A NATIONALLY RECOGNIZED INDEPENDENT COMPENSATION CONSULTANT FIRM IS ENGAGED TO REVIEW THE CORPORATION'S PRESIDENT & CEO COMPENSATION. THE FIRM UNDERTAKES SPECIFIC PROTOCOLS AND OBTAINS ORGANIZATIONAL DATA FROM NUMEROUS COMPANIES AND PEER GROUPS AND THEN RENDERS A "REASONABLENESS" OPINION TO THE BOARD OF DIRECTORS. THE FIRM'S PROCESS INCLUDES A REVIEW OF COMPENSATION DATA OF SIMILARLY CONSTITUTED COMPANIES, MARKET TRENDS, THE ORGANIZATION'S PRESENT COMPENSATION PACKAGE FOR THE PRESIDENT & CEO INCLUDING CASH AND NON-CASH BENEFITS, AND THE METHODOLOGY AND PHILOSOPHY USED FOR THE ASSESSMENT AND TOTAL COMPENSATION ANALYSIS. ADDITIONALLY, MARKET BENEFIT AND RECRUITMENT AND RETENTION TRENDS ARE CONSIDERED AND EVALUATED. THE FIRM'S REPORT INCLUDING OPINIONS ARE PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS, WHICH IS COMPRISED OF FOUR INDEPENDENT DIRECTORS. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS IS PROVIDED WITH EXTERNAL PEER GROUP DATA THAT INCLUDES EXECUTIVE COMPENSATION (IN U.S. DOLLARS AND MARKET PERCENTILES) OF COMPARABLY SIZED CALIFORNIA NON PROFIT AND SOME FOR PROFIT HEALTHCARE ORGANIZATIONS. THE FIRM'S OPINIONS ARE BASED ON COMPARABILITY DATA FROM NATIONAL AND REGIONAL DATA BASES, FROM WHICH COMPARISONS OF THE ORGANIZATION'S PRESIDENT & CEO COMPENSATION WITH EXTERNAL PEER GROUP COMPENSATION LEVELS CAN BE MADE, WHICH IS PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS IN ITS REPORT. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS IS ALSO PRESENTED WITH DATA THAT COMPARES THE ORGANIZATION'S COMPENATION PACKAGE FOR THE PRESIDENT & CEO TO THE LEVEL GENERALLY TARGETED IN THE ORGANIZATION'S COMPENSATION PHILOSOPHY. BASED UPON THE TOTALITY OF THE DATA GARNERED BY THE COMPENSATION CONSULTING FIRM, THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS IS PROVIDED WITH THE FIRM'S OPINION AS TO THE "REASONABLENESS" OF THE PRESIDENT & CEO'S COMPENSATION. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS DELIBERATES ON THE DATA TO ASSESS WHETHER IT IS APPROPRIATE IN REPRESENTING COMPENSATION LEVELS WITH SIMILAR ORGANIZATIONS, POSITIONS AND CIRCUMSTANCES AND THAT IT REPRESENTS FAIR MARKET VALUE FOR SERVICES RENDERED ON A REALISTIC BASIS. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS ALSO INTERVIEWS THE PRESIDENT & CEO AND CONSIDERS THE PRESIDENT & CEO'S SELF-EVALUATION AND OTHER INFORMATION RELEVANT TO ASSESSING THE PRESIDENT & CEO'S COMPENSATION. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS THEN PROVIDES ITS RECOMMENDATIONS TO THE BOARD OF DIRECTORS FOR THE PRESIDENT & CEO'S COMPENSATION. THE BOARD OF DIRECTORS IS PROVIDED WITH AVAILABLE INFORMATION AND THE OPINIONS OF THE EXPERTS AND DELIBERATES AND DISCUSSESS SUCH INFORMATION AND OPINIONS AS IT DEEMS NECESSARY TO PROPERLY ASSESS THE COMPENSATION LEVELS OF THE ORGANIZATION'S PRESIDENT & CEO. THE PRESIDENT & CEO PERIODICALLY RECEIVES A REPORT FROM MERCER, A NATIONALLY RECOGNIZED AND INDEPENDENT COMPENSATION CONSULTING FIRM THAT COMPILES COMPENSATION BENCHMARKS AND COMPARES THE COMPENSATION ARRANGEMENTS OF SIMILAR EXECUTIVES ACROSS THE COUNTRY IN SIMILAR INDUSTRIES. THE PRESIDENT & CEO, WILL ANNUALLY REVIEW THE FIXED AND VARIABLE COMPENSATION OF "OTHER OFFICERS OR KEY EMPLOYEES" OF ALTAMED. THIS REVIEW AND ASSESSMENT INCLUDES THE FOLLOWING: AN EMPLOYEE'S CURRENT FIXED AND VARIABLE COMPENSATION PACKAGE; MARKET COMPENSATION DATA, NATIONAL AND/OR LOCAL, OF SIMILARLY CONSTITUTED COMPANIES AND EXECUTIVES AS PROVIDED BY MERCER; MARKET TRENDS, NATIONAL AND/OR LOCAL; AN EVALUATION OF THE EMPLOYEE'S PERFORMANCE LEVELS FOR THE RELEVANT PERFORMANCE CYCLE INCLUDING AN EMPLOYEE SELF-REVIEW; AN EVALUATION OF THE ALTAMED'S PERFORMANCE LEVELS FOR THE RELEVANT PERFORMANCE CYCLE; COMPENSATION DATA OF INTERNAL PEERS; THE METHODOLOGY AND/OR COMPENSATION PHILOSOPHY USED FOR THE RELEVANT PERFORMANCE CYCLE; INPUT FROM HUMAN RESOURCES; AND, OTHER RELEVANT AND LAWFUL INFORMATION, AS APPROPRIATE. AFTER REVIEW AND ASSESSMENT, THE PRESIDENT & CEO WILL DETERMINE WHETHER THE COMPENSATION PROVIDED TO THE EMPLOYEE APPROPRIATELY REPRESENTS: (1) COMPENSATION LEVELS WITH SIMILAR ORGANIZATIONS, POSITIONS AND CIRCUMSTANCES, AND (2) FAIR MARKET VALUE FOR THE SERVICES RENDERED BY THE EMPLOYEE ON A REALISTIC BASIS. THE PRESIDENT & CEO WILL DETERMINE COMPENSATION ADJUSTMENTS, AS APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 19 SOME OR ALL OF THESE ITEMS MAY BE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: NET LOSS FROM ALTAMED MANAGEMENT SERVICES LLC 3,137,491. ALTAMED MANAGEMENT SERVICES LLC 2040 CAMFIELD AVENUE LOS ANGELES CA 90040 810785877 MANAGED CARE CA -3137491 800285 ALTAMED HEALTH SERVICES CORPORATION ALTAMED STATE PAC 777 S FIGUEROA ST STE 4050 LOS ANGELES CA 90017 475260687 POLITICAL ADVOCACY CA 527 N/A 0 ALTAMED FOUNDATION 2040 CAMFIELD AVE LOS ANGELES CA 90040 954090420 FUNDRAISING CA 501(C)(3) SECTION 509(A)(1) ALTAMED HEALTH SERVICES CORPORATION 0 ALTAMED ACTION FUND 777 S FIGUEROA ST STE 4050 LOS ANGELES CA 90017 465650824 SOCIAL WELFARE ACTIVITIES CA 501(C)(4) N/A 0 ALTAMED HEALTH NETWORK INC 2040 CAMFIELDAVENUE LOS ANGELES CA 90040 460635843 MANAGED CARE CA ALTAMED HEALTH SERVICES CORP C -222649 6144511 1.00000 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 ALTAMED ACTION FUND B 299923 ACTUAL AMOUNT PAID ALTAMED HEALTH NETWORK INC A 120000 AMOUNT ACCRUED ALTAMED HEALTH NETWORK INC D 6000000 ACTUAL AMOUNT PAID ALTAMED MANAGEMENT SERVICES LLC L 1842323 AMOUNT ACCRUED ALTAMED HEALTH NETWORK INC Q 62164 AMOUNT ACCRUED